Categorized | Arkansas Times Blog, Blogs

Financial advisor fined

Steve Kiefer, who offers financial advice on radio and TV, agreed to a $50,000 fine and a 14-day suspension to end an Arkanssas Securities Department investigation into alleged fraudulent sales practices.
Kiefer’s attorney said there had been no customer complaints about Kiefer, who allegedly steered older customers into mutual funds with higher fees. Maybe when they [...]

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